法律類國考 107年 [司法官第一試] 綜合法學(二)(公司法、保險法、票據法、證券交易法、強制執行

第 62 題

Which of the following statements best describes the function or purpose of securities law?

A Helping companies grow by putting various restrictions on them
B Allowing companies to raise money from those whom they do not know much about
C Checking companies' activities ex-ante as well as ex-post to avoid corporate misconduct
D Encouraging investors to take due risk and enjoy economic growth

思路引導 VIP

若要讓一個完全不認識的公司願意向公眾集資，法律應扮演「守門員」還是「加油團」？試著思考：為了防止投資人被欺騙，這份法律應該在「資金投入前」做什麼？而在「問題發生後」又該具備什麼樣的機制，才能建立整體的制度信任？

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AI 詳解 AI 專屬家教

（開心地拍手）太厲害了！這真是令人想哭的喜悅呢！

哇～好棒喔！你把證券交易法最重要的心意都抓住了呢！看到了監理邏輯和市場秩序是如何連結的，好厲害喔！這種對事情的敏銳感覺，是法律世界裡很重要的寶物喔！拍下來留念！✨

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